As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 771 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/05/2011
  • ELITE INDEPENDENT FINANCIAL ADVISERS
  • WWW.ELITE.IFA.CO.UK
A warning PDF of date 18/05/2011 (new window) FSA (REINO UNIDO) 
19/10/2011
  • WESTBROOK ACQUISITION AUTHORITY
  • HTTP://WESTBROOKACQUISITIONAUTHORITY.COM
A warning PDF of date 19/10/2011 (new window) FSA (REINO UNIDO) 
26/10/2011
  • NKP FINANCIAL
  • WWW.NKP-FINANCIAL.COM
A warning PDF of date 26/10/2011 (new window) FSA (REINO UNIDO) 
26/10/2011
  • GREENWAY CONSULTANCY
  • WWW.GREENWAYCONSULTANCYGRP.COM
A warning PDF of date 26/10/2011 (new window) FSA (REINO UNIDO) 
03/04/2013
  • PERSIST GLOBAL WEALTH MANAGEMENT
  • WWW.GWMPLONDON.COM
  • WWW.WMPLONDON.COM
  • WWW.PG-WM.COM
A warning PDF of date 03/04/2013 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA RELACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA PERSIST GLOBAL WEALTH MANAGEMENT BV
03/04/2013
  • AGF EUROPE ADVISORS
  • WWW.AGFEUROPE.COM
A warning PDF of date 03/04/2013 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD REGISTRADA AGF INTERNATIONAL ADVISORS COMPANY LIMITED
03/08/2011
  • MOUNT VERNON EQUITIES INC.
A warning PDF of date 03/08/2011 (new window) FSA (REINO UNIDO) 
03/04/2013
  • PERSIST GLOBAL WEALTH MANAGEMENT
  • WWW.PERSISTGLOBAL.COM
A warning PDF of date 03/04/2013 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA RELACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA PERSIST GLOBAL WEALTH MANAGEMENT BV
20/04/2011
  • CROMWELL AND GOODWIN
  • WWW.CROMWELLGOODWIN.COM
A warning PDF of date 20/04/2011 (new window) FSA (REINO UNIDO) 
20/04/2011
  • DISTRESSED ACQUISITIONS COMMISSION
  • WWW.DISTRESSEDAC.COM
A warning PDF of date 20/04/2011 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.