As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

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Page 771 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
07/04/2021
  • NORDEA ASSET MANAGEMENT (CLONE)
A warning PDF of date 07/04/2021 (new window) CSSF (LUXEMBURGO)EL NOMBRE, LOGO Y DIRECCIÓN DE LA ENTIDAD DEBIDAMENTE REGISTRADA EN LUXEMBURGO “NORDEA INVESTMENT FUNDS S.A.” ESTÁN SIENDO UTILIZADOS DE MANERA FRAUDULENTA.
22/02/2023
  • NORDEN FINANCE LIMITED
  • WWW.NORDENFINANCE.ONLINE
A warning PDF of date 22/02/2023 (new window) FCA (REINO UNIDO) 
21/10/2020
  • NORDEN WEALTH MANAGEMENT (CLON)
  • WWW.NORDENWEALTH.CO.UK
A warning PDF of date 21/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA NORDEN FONDSMEGLERFORRETNING AS
16/05/2018
  • NORDIC PEARL LIMITED / GRAND SERVICES LTD
  • WWW.FOREXGRAND.COM
A warning PDF of date 16/05/2018 (new window) CONSOB (ITALIA) 
27/02/2019
  • NORDIC PEARL LTD
  • GRAND SERVICES LTD
  • WWW.FXGINVEST.COM
A warning PDF of date 27/02/2019 (new window) CONSOB (ITALIA) 
11/11/2015
  • NORIKURA GLOBAL
A warning PDF of date 11/11/2015 (new window) SFSA (SUECIA) 
01/12/2021
  • NORTH FIELD TRUST SAVINGS
  • HTTP://WWW.NORTHFIELDTRUSTSAVINGS.COM/
A warning PDF of date 01/12/2021 (new window) FCA (REINO UNIDO) 
21/12/2022
  • NORTH GLOBAL FX
  • WWW.NORTHGLOBALFX.COM
A warning PDF of date 21/12/2022 (new window) FCA (REINO UNIDO) 
15/04/2009
  • NORTH POINT CAPITAL
  • WWW.NORTHPOINTCAPITALHK.COM
A warning PDF of date 15/04/2009 (new window) SFC (HONG KONG) 
14/01/2009
  • NORTH POINT M & A ADVISORS LLC
A warning PDF of date 14/01/2009 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type Non-authorized entities.