As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 763 out of 1166
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
07/03/2012
  • MONT-BEC ASSET MANAGEMENT
  • HTTP://MONT-BECASSETMANAGEMENT.COM
A warning PDF of date 07/03/2012 (new window) FSA (REINO UNIDO) 
07/03/2012
  • JONES CAPITAL
  • WWW.JONES-CAPITAL.COM
A warning PDF of date 07/03/2012 (new window) FSA (REINO UNIDO) 
25/05/2011
  • RDS COMMODITIES
A warning PDF of date 25/05/2011 (new window) FSA (REINO UNIDO) 
23/10/2013
  • BREWER CONSULTING GROUP
  • WWW.BREWERCONSULTANTS.COM
A warning PDF of date 23/10/2013 (new window) FSA (REINO UNIDO) 
23/10/2013
  • GLOVER CAPITAL GROUP
  • WWW.GLOVERCAPITALGROUP.COM
A warning PDF of date 23/10/2013 (new window) FSA (REINO UNIDO) 
23/10/2013
  • STEINBERG MANAGEMENT
A warning PDF of date 23/10/2013 (new window) FSA (REINO UNIDO) 
25/05/2011
  • LYNDON PEARCE
A warning PDF of date 25/05/2011 (new window) FSA (REINO UNIDO) 
23/02/2011
  • AXIS CORPORATE FINANCE
  • WWW.AXISCF.COM
A warning PDF of date 23/02/2011 (new window) FSA (REINO UNIDO) 
25/05/2011
  • ESCROW ADVISORY GROUP/ESCROW ADVISORY LTD
A warning PDF of date 25/05/2011 (new window) FSA (REINO UNIDO) 
25/05/2011
  • DREXEL LAMBERT MERGERS AND ACQUISITIONS
  • WWW.DREXELLAMBERTMERGERSANDACQUISITIONS.COM
A warning PDF of date 25/05/2011 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.