As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 762 out of 1168
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
27/05/2015
  • INDUSTRIAL AND COMMERCIAL BANK OF CHINA (CLON)
  • WWW.ICBCI.COM.HK
A warning PDF of date 27/05/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
27/05/2015
  • WATTFORD CAPITAL PARTNERS
  • WWW.WATTFORDCAPITALPARTNERS.COM
A warning PDF of date 27/05/2015 (new window) FCA (REINO UNIDO) 
20/05/2015
  • VARIOS FRANCIA
A warning PDF of date 20/05/2015 (new window) AMF (FRANCIA)ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE FOREX
20/05/2015
  • VARIOS FRANCIA
A warning PDF of date 20/05/2015 (new window) AMF (FRANCIA)PÁGINAS WEB QUE OFRECEN INVERSIONES EN OPCIONES BINARIAS SIN ESTAR AUTORIZADAS
13/05/2015
  • BANK INVEST CAPITAL LTD
A warning PDF of date 13/05/2015 (new window) MFSA (MALTA) 
13/05/2015
  • GFS SECURITIES LTD
A warning PDF of date 13/05/2015 (new window) MFSA (MALTA) 
06/05/2015
  • MAPLE SECURITIES (UK) LIMITED
A warning PDF of date 06/05/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
06/05/2015
  • AXEL NEUMANN
  • WWW.AXEL-NEUMANN.COM
A warning PDF of date 06/05/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
29/04/2015
  • FOREX
A warning PDF of date 29/04/2015 (new window) AMF (FRANCIA) 
29/04/2015
  • SHIELDS CORPORATE PARTNERS
  • WWW.SHIELDSCORPPARTNERS.COM
A warning PDF of date 29/04/2015 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.