As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 761 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
11/03/2015
  • HAWK TRADE
A warning PDF of date 11/03/2015 (new window) FSMA (BELGICA) 
11/03/2015
  • CMI ASSET MANAGEMENT (CLON)
  • WWW.CMI-AM.COM
A warning PDF of date 11/03/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
11/03/2015
  • GREEN OAK FINANCIAL (CLON)
  • WWW.GREEN-OAK-FINANCIAL.COM
A warning PDF of date 11/03/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACION CON LA ENTIDAD DEBIDAMENTE REGISTRA DEL MISMO NOMBRE
11/03/2015
  • WHITE-MILLER ASSOCIATES
A warning PDF of date 11/03/2015 (new window) FSMA (BELGICA) 
11/03/2015
  • OPCIONES BINARIAS
A warning PDF of date 11/03/2015 (new window) AMF (FRANCIA) 
04/03/2015
  • EMIRATES PACIFIC GROUP
A warning PDF of date 04/03/2015 (new window) AMF (FRANCIA) 
04/03/2015
  • JANIBANK INVESTMENT LTD
  • HTTP://WWW.JUKEBUX.COM
A warning PDF of date 04/03/2015 (new window) CYSEC (CHIPRE) 
04/03/2015
  • SILVER PHOENIX INVESTMENTS
A warning PDF of date 04/03/2015 (new window) AMF (FRANCIA) 
04/03/2015
  • VERRAZZANO CAPITAL/VERRAZZANO UK (CLON)
  • WWW.VERRAZZANOCAP.CO.UK
A warning PDF of date 04/03/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
04/03/2015
  • GET EASY
  • WWW.GETEASYGROUP.COM
A warning PDF of date 04/03/2015 (new window) AMF (FRANCIA) 

Consultation criteria: By type unauthorised entities.