Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 756 out of 1164
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
08/07/2015 |
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THOMAS LOPPACHER (CLON)
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WWW.THOMASLOPPACHER.COM
|
| FCA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE |
08/07/2015 |
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INTERNATIONAL ASSET MANAGEMENT GROUP LTD/IAM GROUP
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WWW.IAMGROUPLTD.COM
|
| FCA (REINO UNIDO) | |
08/07/2015 |
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ALTR ALTERNATIVE FUND MANAGERS (CLON)
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WWW.ALTR-FUNDMANAGERS.COM
|
| FCA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE |
01/07/2015 |
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PROFESSIONAL INVESTMENT CONSULTANTS (CLON)
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WWW.PIC-INTERNATIONAL.NET
|
| FCA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE |
01/07/2015 |
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CHINA MERCHANTS INTERNATIONAL CORPORATION
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WWW.CHINAMINT.CN.COM
|
| FCA (REINO UNIDO) | |
01/07/2015 |
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WEST FINANCIAL /WEST FINANCIAL ADVISORY HOUSE
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HTTP://WWW.WESTFINANCIALADVISORYHOUSE.COM
|
| FCA (REINO UNIDO) | |
01/07/2015 |
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ROBINSON SECURITIES LLC.
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WWW.ROBINSONSECURITIES.COM
|
| FCA (REINO UNIDO) | |
24/06/2015 |
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WIRE PREPAY
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HTTP://WWW.WIREPREPAY.COM/
|
| MFSA (MALTA) | |
24/06/2015 |
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AKASAKA ACQUISITION GROUP
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WWW.AKASAKAACQ.COM
|
| FCA (REINO UNIDO) | |
24/06/2015 |
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VANGUARD ASSET MANAGEMENT/VANGUARD DIRECT (CLON)
|
| FCA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCLUACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE |
Consultation criteria: By type unauthorised entities.