As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 747 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
02/12/2015
  • ST. WORLD TRADE INC.
  • WWW.TRADINGBANKS.COM
A warning PDF of date 02/12/2015 (new window) CONSOB (ITALIA) 
02/12/2015
  • AMF CAPITAL LIMITED / AMPHA MANAGEMENT LTD
  • WWW.ITALIMARKETS.COM
A warning PDF of date 02/12/2015 (new window) CONSOB (ITALIA) 
02/12/2015
  • LHCBROKERS LTD / OKLYCAPITAL LIMITED
  • WWW.LHCBROKERS.COM
A warning PDF of date 02/12/2015 (new window) CONSOB (ITALIA) 
02/12/2015
  • WWW.BESTOCOPY.COM
A warning PDF of date 02/12/2015 (new window) CONSOB (ITALIA) 
02/12/2015
  • HANS BERNAUER / HB TRADING (CLON)
  • WWW.HANSBERNAUER.COM
A warning PDF of date 02/12/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
02/12/2015
  • VARIOS FRANCIA
A warning PDF of date 02/12/2015 (new window) AMF (FRANCIA)PÁGINAS WEB QUE OFRECEN INVERSIONES EN OPCIONES BINARIAS SIN ESTAR AUTORIZADAS
02/12/2015
  • HARTVIG INVEST
  • WWW.HARTVIG-INVEST.COM
A warning PDF of date 02/12/2015 (new window) DFSA (DINAMARCA) 
02/12/2015
  • PRIVATE PARTNERS & ASSOCIATES
  • WWW.PP-ASSOCIATES.COM
A warning PDF of date 02/12/2015 (new window) DFSA (DINAMARCA) 
25/11/2015
  • INRIS UCITS FUND PLC (CLON)
  • HTTP://SITE9140400.91.WEBYDO.COM/CONTACT.HTML
  • WWW.INRIS.CO.UK
A warning PDF of date 25/11/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
25/11/2015
  • BROOKS AND FISHER ASSOCIATES
  • WWW.BROOKSANDFISHERASSOCIATES.COM
A warning PDF of date 25/11/2015 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.