As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 736 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
19/07/2006
  • MORGAN&BONDS MANAGEMEN
  • WWW.MORGANBONDS.COM
A warning PDF of date 19/07/2006 (new window) SFC (HONG KONG) 
14/11/2007
  • MORLEY THOMPSON INC.
  • WWW.MORLEYTHOMPSON.COM
A warning PDF of date 14/11/2007 (new window) CBFA (BELGICA) 
15/10/2008
  • MORLEY THOMPSON INC.
  • WWW.MORLEYTHOMPSON.COM
A warning PDF of date 15/10/2008 (new window) DFSA (DINAMARCA) 
08/11/2006
  • MORLEY THOMPSON INC.
  • WWW.MORLEYTHOMPSON.COM
A warning PDF of date 08/11/2006 (new window) SFSA (SUECIA) 
02/04/2014
  • MORRIS & DAZZ ASSET EVALUATORS LTD
  • WWW.MDEVALUATORS.COM
A warning PDF of date 02/04/2014 (new window) SFSA (SUECIA) 
16/01/2013
  • MORRIS AND HILL ACQUISITIONS
  • WWW.MORRISONHILLACQUISITIONS.COM
A warning PDF of date 16/01/2013 (new window) FSA (REINO UNIDO) 
07/10/2009
  • MORRIS AND KENT MERGERS AND ACQUISITIONS
  • WWW.MORRISKENT.COM
A warning PDF of date 07/10/2009 (new window) SFC (HONG KONG) 
16/04/2014
  • MORRIS CAPITAL PARTNERS
  • WWW.MORRIS-CAPITAL-PARTNERS.COM
A warning PDF of date 16/04/2014 (new window) SFSA (SUECIA) 
04/11/2009
  • MORRIS COMMODITIES
  • WWW.MORRISCOMMODITIES.COM
A warning PDF of date 04/11/2009 (new window) SFC (HONG KONG) 
28/10/2009
  • MORRIS COMMODITIES
  • WWW.MORRISCOMMODITIES.COM
A warning PDF of date 28/10/2009 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities.