Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 731 out of 1164
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
30/09/2020 |
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CASH LOANS FINANCE (CLON)
-
HTTPS://WWW.CASHLOANS.CO.UK/
|
| FCA (REINO UNIDO) | |
04/11/2020 |
-
INVESTEC PLC / INVESTEC ASSET MANAGEMENT (CLON)
|
| FCA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA INVESTEC CLICK & INVEST LTD |
25/11/2020 |
-
UBROKERS / UBROKERS.COM
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WWW.UBROKERS.COM
-
WWW.UBROKERS.COM/EU
|
| FCA (REINO UNIDO) | |
04/11/2020 |
-
BDS LONDON (CLON)
-
HTTPS://WWW.BDS-LONDON.CO.UK
|
| FCA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA BANQUE DE SAVOIRE |
04/11/2020 |
-
REDMAINE COOPER PRICE (CLON)
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WWW.REDMAINECOOPERPRICE.CO.UK
|
| FCA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA RCP |
02/12/2020 |
-
BLOCKCHAIN LTD / BLOCKHAIN.COM (CLONE)
|
| FCA (REINO UNIDO) | LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA MODULR FS LIMITED NI CON BLOCKCHAIN ACCESS UK LTD |
02/12/2020 |
-
NOVAK PETER FINANCIAL ADVISORS & SOLUTIONS (CLON)
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WWW.NOVAKPETER.COM
|
| FCA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA NOVAK PETER |
25/11/2020 |
-
UK BONDS COMPANY
-
HTTP://UKBONDS-COMPANY.COM/
|
| FCA (REINO UNIDO) | |
02/12/2020 |
-
CAPITAL PROCESS LTD (OPERANDO COMO TRADETIME / TRADE TIME)
-
HTTPS://WWW.TRADETIME.COM
|
| FCA (REINO UNIDO) | |
04/11/2020 |
-
LIVE FOREX TIMES (CLON)
-
WWW.LIVEFXTM.COM
|
| FCA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA HANTEC MARKETS LIMITED |
Consultation criteria: By type unauthorised entities.