As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 715 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
22/01/2020
  • ABSOLUTE GLOBAL MARKETS
  • WWW.AGMARKETS.IO
A warning PDF of date 22/01/2020 (new window) FCA (REINO UNIDO) 
22/01/2020
  • AMAN INVESTMENT GROUP
  • AMAN TRADES
  • WWW.AMAN-TRADES.COM
A warning PDF of date 22/01/2020 (new window) FCA (REINO UNIDO) 
22/01/2020
  • FIXED RETURN BONDS
  • HTTPS://WWW.FIXEDRETURNBONDS.CO.UK
A warning PDF of date 22/01/2020 (new window) FCA (REINO UNIDO) 
24/03/2021
  • MY BOND FINDER
  • MYBOND-FINDER.COM
A warning PDF of date 24/03/2021 (new window) FCA (REINO UNIDO) 
22/01/2020
  • RABO OLSEN GLOBAL (CLON)
  • HTTPS://RABOOLSENGLOBAL.COM
A warning PDF of date 22/01/2020 (new window) FCA (REINO UNIDO) 
22/01/2020
  • PRESTIGE-ASSET
  • PRESTIGE ASSET MANAGEMENT (CLON)
  • HTTPS://WWW.FIXEDRETURNBONDS.CO.UK
A warning PDF of date 22/01/2020 (new window) FCA (REINO UNIDO) 
24/03/2021
  • ACE CAPITAL GROUP
  • HTTPS://ACE-CAPITALGROUP.COM/
A warning PDF of date 24/03/2021 (new window) FCA (REINO UNIDO) 
24/03/2021
  • SMARTERINVESTINGBONDS.COM
A warning PDF of date 24/03/2021 (new window) FCA (REINO UNIDO) 
29/01/2020
  • SENTINEL GROWTH PORTFOLIO LTD (CLON)
  • WWW.SENTINELGROWTHLTD.COM
A warning PDF of date 29/01/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON EL MISMO NOMBRE (SENTINEL GROWTH PORTFOLIO)
29/01/2020
  • TENARONCAPITAL.CO.UK
  • WWW.TENARON.CAPITAL
  • TENARON CAPITAL MANAGEMENT UK (CLON)
A warning PDF of date 29/01/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON EL MISMO NOMBRE (TENARON CAPITAL MANAGEMENT UK LLP)

Consultation criteria: By type unauthorised entities.