As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 707 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
24/05/2002
  • MERCANTILEBANC INC.
A warning PDF of date 24/05/2002 (new window) FSA (REINO UNIDO)VER ADVERTENCIAS CNMV
21/02/2024
  • MERCANTILES
  • WWW.MERCANTILES.ORG
A warning PDF of date 21/02/2024 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
16/01/2013
  • MERCATOR AMALGAMATED
  • WWW.MERCATORAMALGAMATED.COM
A warning PDF of date 16/01/2013 (new window) FSA (REINO UNIDO) 
27/03/2024
  • MERCER (IRELAND) LIMITED (CLONE)
A warning PDF of date 27/03/2024 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA, QUE HA USADO LA DIRECCIÓN DE CORREO ELECTRÓNICO MARK.RYAN@MER-FINANCIAL-PLANNING.COM , HA CLONADO DETALLES DE LA ENTIDAD LEGÍTIMA MERCER (IRELAND) LIMITED, CON QUIEN NO GUARDA NINGUNA RELACIÓN.
12/08/2020
  • MERCER ALTERNATIVES (CLON)
  • WWW.MERCERALTERNATIVES.COM
A warning PDF of date 12/08/2020 (new window) FCA (REINO UNIDO) 
05/08/2020
  • MERCER ALTERNATIVES (CLON)
  • HTTPS://MERCERALTERNATIVES.COM
A warning PDF of date 05/08/2020 (new window) CSSF (LUXEMBURGO)NO GUARDA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA MERCER ALTERNATIVES (LUXEMBOURG) S.À R.L
25/07/2012
  • MERCER AND ASSOCIATES LIMITED
  • WWW.MERCERASSOCIATESLTD.COM
A warning PDF of date 25/07/2012 (new window) FSA (REINO UNIDO) 
22/11/2006
  • MERCHANT LERNER & ASSOCIATES
  • WWW.MERCHANTLERNER.COM
A warning PDF of date 22/11/2006 (new window) SFC (HONG KONG) 
15/06/2011
  • MERCIER AND CLARK
  • HTTP://WWW.MERCIERCLARK.COM
A warning PDF of date 15/06/2011 (new window) AMF (FRANCIA) 
11/05/2011
  • MERCIER AND CLARK PARTNERS
  • WWW.MERCIERCLARK.COM
A warning PDF of date 11/05/2011 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.