As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 695 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
22/03/2017
  • GODHAND EDGE FUND MANAGEMENT LLC
A warning PDF of date 22/03/2017 (new window) CONSOB (ITALIA) 
22/03/2017
  • ALLIED CAPITAL CONSULTANTS
A warning PDF of date 22/03/2017 (new window) FCA (REINO UNIDO) 
22/03/2017
  • ABSA WEALTH MANAGEMENT (CLON)
A warning PDF of date 22/03/2017 (new window) FCA (REINO UNIDO) 
15/03/2017
  • CAMPBELL & BROWNE ASSOCIATES
  • HTTP://CAMPBELLBROWNEASSOCIATES.COM/
A warning PDF of date 15/03/2017 (new window) CSSF (LUXEMBURGO) 
15/03/2017
  • VENICE INVESTMENT GROUP LTD
  • WWW.VENICEINVESTMENTGROUP.COM
A warning PDF of date 15/03/2017 (new window) CONSOB (ITALIA) 
15/03/2017
  • ASSET MANAGEMENT PROTECTION (AMP)
  • WWW.ASSETMANAGEMENTPROTECTION.COM
A warning PDF of date 15/03/2017 (new window) FCA (REINO UNIDO) 
15/03/2017
  • JP MORGAN COURTAGE (CLON)
A warning PDF of date 15/03/2017 (new window) FCA (REINO UNIDO) 
15/03/2017
  • GE MONEY FINANCING (CLON)
  • HTTP://WWW.GEMONEYFN.COM
A warning PDF of date 15/03/2017 (new window) FCA (REINO UNIDO) 
15/03/2017
  • LOANS 2 GO (CLON)
A warning PDF of date 15/03/2017 (new window) FCA (REINO UNIDO) 
15/03/2017
  • GOLDMAN REEVES LTD
  • WWW.GOLDMANREEVES.CO.UK
A warning PDF of date 15/03/2017 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.