As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 681 out of 1167
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/08/2017
  • PARAMOUNT LAW BOSTON
  • WWW.PARAMOUNTLAWBOSTON.COM
A warning PDF of date 16/08/2017 (new window) FCA (REINO UNIDO) 
16/08/2017
  • HIGA AND PARTNERS
  • WWW.HIGAANDPARTNERS.COM
A warning PDF of date 16/08/2017 (new window) FCA (REINO UNIDO) 
16/08/2017
  • THE BRITAIN LOAN / BRITAIN LOANS / BRITT LOANS
  • WWW.BRITAINLOANS.CO.UK
A warning PDF of date 16/08/2017 (new window) FCA (REINO UNIDO) 
16/08/2017
  • KLEINWORT BENSON (VENTURES) (CLON)
  • WWW.KWBENSON.COM
A warning PDF of date 16/08/2017 (new window) FCA (REINO UNIDO) 
09/08/2017
  • SAKAI, YAO AND PARTNERS
  • WWW.SAKAIYAO.COM
A warning PDF of date 09/08/2017 (new window) FCA (REINO UNIDO) 
09/08/2017
  • QUICK QUID / LOAN POINT (CLON)
  • WWW.LOANPOINT.UK
A warning PDF of date 09/08/2017 (new window) FCA (REINO UNIDO) 
09/08/2017
  • POLEN CAPITAL INVESTMENT FUNDS / PCIF (CLON)
  • WWW.POLENCAPITALINVESTMENTFUNDS.COM
A warning PDF of date 09/08/2017 (new window) FCA (REINO UNIDO) 
09/08/2017
  • DEBT ADVICE TRUST (CLON)
  • 247 MONEY EXPRESS AND THE MONEY SOURCE
  • WWW.DEBTADVICETRUST.CO.UK
A warning PDF of date 09/08/2017 (new window) FCA (REINO UNIDO) 
09/08/2017
  • KENNEDY KILBRIDE (UK)
A warning PDF of date 09/08/2017 (new window) CBI (IRLANDA) 
09/08/2017
  • MULTI STRATEGY INVESTMENTS LIMITED, OPERANDO COMO LONDON INVESTMENTS
  • WWW.LONDON-INVESTMENTS.CO.UK
A warning PDF of date 09/08/2017 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.