As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 669 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
25/03/2020
  • REINER JAHN (CLON)
  • HTTPS://REINERJAHN.DE/
A warning PDF of date 25/03/2020 (new window) FCA (REINO UNIDO)NO CONFUNDIR CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
25/03/2020
  • GO COMPARE INVESTMENTS (CLON)
  • WWW.GOCOMPAREINVESTMENTS.CO.UK
A warning PDF of date 25/03/2020 (new window) FCA (REINO UNIDO)NO CONFUNDIR CON LA ENTIDAD DEBIDAMENTE REGISTRADA GOCOMPARE.COM LIMITED
31/03/2020
  • MY MONEY MARKET
  • HTTP://WWW.MYMONEYMARKET.CO.UK/
A warning PDF of date 31/03/2020 (new window) FCA (REINO UNIDO) 
07/04/2020
  • GO COMPARE THE BOND MARKET (CLON)
  • WWW.GOCOMPARETHEBONDMARKET.COM
A warning PDF of date 07/04/2020 (new window) FCA (REINO UNIDO) 
03/02/2021
  • MERKELL TRAS GROUP LIMITED (OPERANDO COMO MERKELL GROUP)
  • WWW.MERKELLGROUP.COM
A warning PDF of date 03/02/2021 (new window) FCA (REINO UNIDO) 
07/04/2020
  • GLADSTONE CAPITAL MANAGEMENT (CLON)
  • WWW.GLADSTONECAPITAL-MGMT.COM
A warning PDF of date 07/04/2020 (new window) FCA (REINO UNIDO) 
07/04/2020
  • OLIVER PEARSON ADVISORY (CLON)
  • HTTPS://OPADVISORY.CO.UK/
A warning PDF of date 07/04/2020 (new window) FCA (REINO UNIDO) 
03/02/2021
  • CAPITAL FIRST FINANCE (CLONE)
  • HTTPS://WWW.CAPITALFIRSTFINANCE.ORG/
A warning PDF of date 03/02/2021 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CO LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN CAPITAL FIRST FINANCE LTD.
10/02/2021
  • ALLIANCE BERNSTEIN (CLONE)
  • WWW.ALLIANCEBERNSTEIN-AM.COM
A warning PDF of date 10/02/2021 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ALLIANCEBERNSTEIN LIMITED.
03/02/2021
  • BANK AND CLIENTS (CLONE)
A warning PDF of date 03/02/2021 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN BANK AND CLIENTS PLC.

Consultation criteria: By type unauthorised entities.