As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 661 out of 1166
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/02/2018
  • VORTEX PROFITS LIMITED (IRLANDA)
A warning PDF of date 21/02/2018 (new window) CBI (IRLANDA) 
14/02/2018
  • HAEFEN CAPITAL
  • WWW.HAEFENCAPITAL.COM
A warning PDF of date 14/02/2018 (new window) AFM (PAISES BAJOS) 
14/02/2018
  • ENERGY ADVICE GROUP
  • WWW.ENERGYADVICEGROUP.COM
A warning PDF of date 14/02/2018 (new window) FCA (REINO UNIDO) 
14/02/2018
  • MAYFORD CAPITAL PARTNERS
  • WWW.MAYFORDCAPITALPARTNERS.COM
A warning PDF of date 14/02/2018 (new window) FCA (REINO UNIDO) 
07/02/2018
  • STERLING BISHOP ASSOCIATES
  • WWW.STERLINGBISHOP.COM
A warning PDF of date 07/02/2018 (new window) FCA (REINO UNIDO) 
07/02/2018
  • MARATHON ASSET MANAGEMENT (CLON)
A warning PDF of date 07/02/2018 (new window) FCA (REINO UNIDO) 
07/02/2018
  • LIONTRUST ASSET MANAGEMENT (CLON)
  • WWW.LIONTRUSTASSETMANAGEMENT.COM
A warning PDF of date 07/02/2018 (new window) FCA (REINO UNIDO) 
07/02/2018
  • MULTI MONTH LOANS (CLON)
A warning PDF of date 07/02/2018 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON DOS EMPRESAS DEBIDAMENTE REGISTRADAS QUE USAN SITIOS WEB CON LA DENOMINACION “MULTI MONTH LOANS”.
07/02/2018
  • MILLER AND COHEN
  • WWW.MILLERANDCOHEN.COM
A warning PDF of date 07/02/2018 (new window) FCA (REINO UNIDO) 
07/02/2018
  • CORDELL GROVES
  • WWW.CORDELLGROVES.COM
A warning PDF of date 07/02/2018 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.