As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 65 out of 1166
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
02/08/2023
  • BALANCED FINANCE LTD
  • HTTPS://BALANCEDFINANCELTD.COM
A warning PDF of date 02/08/2023 (new window) CBI (IRLANDA) 
02/08/2023
  • KENURE ICAV
  • WWW.KENURE-ICAV.COM
A warning PDF of date 02/08/2023 (new window) CBI (IRLANDA) 
02/08/2023
  • WEALTHY HARGREAVES OPTIONS
  • WWW.WEALTHYHARGREAVESOPTIONS.COM
A warning PDF of date 02/08/2023 (new window) FCA (REINO UNIDO) 
02/08/2023
  • EPIC GROWTH INVESTMENTS
  • WWW.EPICGROWTHINVESTMENT.COM
A warning PDF of date 02/08/2023 (new window) FCA (REINO UNIDO) 
02/08/2023
  • GOLDCAPITAL TRADES / GOLDCAPITALTRADES
  • WWW.GOLDCAPITALTRADES.COM
A warning PDF of date 02/08/2023 (new window) FCA (REINO UNIDO) 
02/08/2023
  • UTI GOLDFINCH FUNDS PLC
  • WWW.UTIGOLDFINCHFUNDS.COM
A warning PDF of date 02/08/2023 (new window) CBI (IRLANDA) 
02/08/2023
  • BANK OF IRELAND ASSET MANAGEMENT (CLONE)
A warning PDF of date 02/08/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA HA CLONADO EL NOMBRE, DIRECCIÓN Y LOGO DE LA FIRMA AUTORIZADA EN IRLANDA THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND CUYA MARCA COMERCIAL ES BANK OF IRELAND
02/08/2023
  • ALTPRO EXCHANGE WAY
  • WWW.ALTPROEXCHANGEWAY.COM
A warning PDF of date 02/08/2023 (new window) FCA (REINO UNIDO) 
26/07/2023
  • APEL FINANCIAL DISTRIBUTION (CLONE)
  • APEL FINANCIAL (CLONE)
  • HTTPS://APELFINANCIAL.COM/ (CLONE)
  • HTTPS://APEL-FINANCIAL.COM/ (CLONE)
A warning PDF of date 26/07/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA UTILIZA ALGUNOS DATOS COMO NOMBRE, DIRECCIÓN Y NÚMERO DE REGISTRO PARA SUPLANTAR A LA ENTIDAD AUTORIZADA APEL FINANCIAL DISTRIBUTION SERVICES LIMITED.
26/07/2023
  • ORBISFX.COM
  • HTTPS://ORBISFX.COM
A warning PDF of date 26/07/2023 (new window) HCMC (GRECIA) 

Consultation criteria: By type unauthorised entities.