As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 616 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
03/11/2021
  • JMS LIMITED / JMS FINANCIAL (CLONE)
  • WWW.JMSFIN.COM (CLONE)
A warning PDF of date 03/11/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA Y CON DENOMINACIÓN JMS ICAV
27/12/2006
  • JOHN MCGRATH
A warning PDF of date 27/12/2006 (new window) FSC (ISLA DE MAN) 
12/07/2006
  • JOHN MORRIS
A warning PDF of date 12/07/2006 (new window) FSC (ISLA DE MAN) 
16/02/2011
  • JOHN WINDSOR AND ASSOCIATES
  • WWW.JOHNWINDSORANDASSOCIATES.COM
A warning PDF of date 16/02/2011 (new window) FSA (REINO UNIDO) 
06/07/2011
  • JOHNSON & STERLING CONSULTANCY SERVICES
  • WWW.JOHNSONSTERLINGCONSULTANCY.COM
A warning PDF of date 06/07/2011 (new window) FSA (REINO UNIDO) 
23/01/2008
  • JOHNSON AND BROWN
  • WWW.JOHNSONANDBROWN.COM
A warning PDF of date 23/01/2008 (new window) CBFA (BELGICA) 
22/10/2008
  • JOHNSON MATTHEWS ASSOCIATES
A warning PDF of date 22/10/2008 (new window) FSA (REINO UNIDO) 
12/09/2012
  • JOHNSON MCQUADE ACQUISITIONS
  • WWW.JOHNSONMCQUADEACQUISITIONS.COM
A warning PDF of date 12/09/2012 (new window) FSA (REINO UNIDO) 
04/04/2012
  • JOHNSON MCQUADE ACQUISITIONS CORP.
  • WWW.JOHNSONMCQUADEACQUISITIONS.COM
A warning PDF of date 04/04/2012 (new window) SFSA (SUECIA) 
13/09/2017
  • JOHNSTON AND JAMES CONSULTANCY / J&J CONSULTANCY
  • WWW.JOHNSTONANDJAMESCONSULTANCYFIRM.COM
A warning PDF of date 13/09/2017 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.