As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1160 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
08/02/2006
  • KIRKLAND GROUP ASSOCIATES
  • WWW.KIRKLANDGROUPASSOCIATES.COM
A warning PDF of date 08/02/2006 (new window) SFSA (SUECIA) 
27/10/2010
  • BOSTON CAPITAL MANAGEMENT, INC.
  • WWW.BOSTONCMI.US
A warning PDF of date 27/10/2010 (new window) SFSA (SUECIA) 
27/10/2010
  • MORGAN INVESTMENT MANAGEMENT GROUP
  • WWW.MORGANMANAGEMENTGROUP.NET
A warning PDF of date 27/10/2010 (new window) SFSA (SUECIA) 
22/10/2008
  • PACIFIC EQUITY MANAGEMENT
  • WWW.PACIFICEM.COM
A warning PDF of date 22/10/2008 (new window) SFSA (SUECIA) 
02/11/2017
  • SPOT INVESTICIJE POSLOVNO SVETOVANJE
  • HTTP://SPOT-INVESTICIJE.COM/
A warning PDF of date 02/11/2017 (new window) SSMA (ESLOVENIA) 
16/02/2005
  • ATLAS INSVEST LLC.
  • WWW.SIPORT.ORG
A warning PDF of date 16/02/2005 (new window) SSMA (ESLOVENIA) 
04/07/2012
  • ECOMINVEST.CO.UK
  • HTTP://ECOMINVEST.CO.UK
A warning PDF of date 04/07/2012 (new window) SSMA (ESLOVENIA) 
19/04/2006
  • SWISS INVEST LTD.
  • INFO@SWIS-INVEST.COM
A warning PDF of date 19/04/2006 (new window) SSMA (ESLOVENIA) 
19/04/2006
  • CERTIGROUP
A warning PDF of date 19/04/2006 (new window) SSMA (ESLOVENIA) 
08/11/2006
  • MASON ROSS INVESTMENTS LTD.
A warning PDF of date 08/11/2006 (new window) SSMA (ESLOVENIA) 

Consultation criteria: By type unauthorised entities.