As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1160 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
15/10/2002
  • LIVINGSTONE ASSET MANAGEMENT
A warning PDF of date 15/10/2002 (new window) EI_CBI (IRLANDA) 
08/10/2002
  • GOODMAN HART ASSOCIATES
A warning PDF of date 08/10/2002 (new window) NAFM (PAISES BAJOS)VER ADVERTENCIAS CNMV
08/10/2002
  • MORGAN PARIS & COMPANY
A warning PDF of date 08/10/2002 (new window) NAFM (PAISES BAJOS)VER ADVERTENCIAS CNMV
08/10/2002
  • BENTLEY FINANCIAL SERVICES B.V.
A warning PDF of date 08/10/2002 (new window) NAFM (PAISES BAJOS) 
30/09/2002
  • LIVINGSTONE ASSET MANAGEMENT
A warning PDF of date 30/09/2002 (new window) CBF (BELGICA) 
27/09/2002
  • KLINE MANAGEMENT GROUP
A warning PDF of date 27/09/2002 (new window) CBF (BELGICA) 
27/09/2002
  • MORGAN YOUNG
A warning PDF of date 27/09/2002 (new window) CBF (BELGICA) 
27/09/2002
  • GOODMAN HART ASSOCIATES
A warning PDF of date 27/09/2002 (new window) CBF (BELGICA)VER ADVERTENCIAS CNMV
27/09/2002
  • CHARTWELL ASSET MANAGEMENT
A warning PDF of date 27/09/2002 (new window) CBF (BELGICA) 
11/09/2002
  • KLINE MANAGEMENT GROUP
A warning PDF of date 11/09/2002 (new window) EI_CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities.