As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 11 out of 1167
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/12/2008
  • SKYLINE ADVISORY GROUP
A warning PDF of date 10/12/2008 (new window) SFSA (SUECIA) 
30/11/2005
  • THE TOROS GROUP
A warning PDF of date 30/11/2005 (new window) SFSA (SUECIA) 
24/02/2016
  • REEF CAPITAL ADVISORS
  • WWW.REEFCAPITALADVISORS.COM
A warning PDF of date 24/02/2016 (new window) SFSA (SUECIA) 
18/11/2015
  • AZTEC GROUP (CLON)
  • WWW.AZTEC-GROUP.COM
A warning PDF of date 18/11/2015 (new window) SFSA (SUECIA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
24/02/2016
  • WHITEHALL CAPITAL GROUP
A warning PDF of date 24/02/2016 (new window) SFSA (SUECIA) 
24/02/2016
  • ESCROW SERVICE GROUP
  • WWW.ESCROWSERVICEGROUP.COM
A warning PDF of date 24/02/2016 (new window) SFSA (SUECIA) 
24/02/2016
  • GEMINI ACQUISITIONS
  • WWW.GEMINI-ACQUISITIONS.COM
A warning PDF of date 24/02/2016 (new window) SFSA (SUECIA) 
14/12/2017
  • VOGEL CAPITAL / COMMERCIAL SUPPORT LP
  • WWW.VOGELCAPITAL.COM
A warning PDF of date 14/12/2017 (new window) SFSA (SUECIA) 
14/12/2017
  • PRIMECFDS / WM OPTION / ORION SOLUTIONS SRL
  • WWW.PRIMECFDS.COM
A warning PDF of date 14/12/2017 (new window) SFSA (SUECIA) 
19/11/2008
  • HCS WORLDWIDE
  • WWW.HCSWORLDWIDE.COM
A warning PDF of date 19/11/2008 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities.