As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 969 out of 1166
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
26/05/2010
  • WESTLINE M&A
  • WWW.WESTLINEMA.COM
A warning PDF of date 26/05/2010 (new window) SFC (HONG KONG) 
26/05/2010
  • NORTHCOTT STERLING XAVIER ASSOCIATES
A warning PDF of date 26/05/2010 (new window) SFC (HONG KONG) 
26/05/2010
  • LANCE GLOBAL SOLUTIONS
A warning PDF of date 26/05/2010 (new window) SFC (HONG KONG) 
26/05/2010
  • INTERNATIONAL TRADE OVERSIGHT COMMITTEE
  • WWW.INTL-TRADEOC.COM
A warning PDF of date 26/05/2010 (new window) SFC (HONG KONG) 
26/05/2010
  • GLOBAL OPTION SOLUTIONS
  • WWW.GLOBALOPTIONSOLUTIONS.COM
A warning PDF of date 26/05/2010 (new window) SFC (HONG KONG) 
26/05/2010
  • HONG KONG OPTIONS AND FUTURES EXCHANGE (HKOFX)
  • WWW.HKOFX.COM
A warning PDF of date 26/05/2010 (new window) SFC (HONG KONG) 
26/05/2010
  • CROWN WEALTH INTERNATIONAL
  • WWW.CROWNWEALTHINTERNATIONAL.COM
A warning PDF of date 26/05/2010 (new window) SFC (HONG KONG) 
19/05/2010
  • MATRIK UNGGUL SDN. BHD.
A warning PDF of date 19/05/2010 (new window) LABUAN_FSA (MALASIA) 
19/05/2010
  • NUR CAHAYA ILHAM CONSULTANT
A warning PDF of date 19/05/2010 (new window) LABUAN_FSA (MALASIA) 
19/05/2010
  • SARADUNIA CAPITAL SDN. BHD.
A warning PDF of date 19/05/2010 (new window) LABUAN_FSA (MALASIA) 

Consultation criteria: By type unauthorised entities.