Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 686 out of 1167
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
05/07/2017 |
|
| AMF (FRANCIA) | ENTIDADES Y SITIOS WEB QUE OFRECEN INVERSIONES EN EL MERCADO FOREX SIN ESTAR AUTORIZADOS |
05/07/2017 |
-
MT4 INVEST
-
WWW.MT4INVEST.COM
|
| AMF (FRANCIA) | ENTIDADES Y SITIOS WEB QUE OFRECEN INVERSIONES EN EL MERCADO FOREX SIN ESTAR AUTORIZADOS |
28/06/2017 |
-
CALEDONIAN EQUITY GROUP
-
WWW.C-EQUITYGROUP.COM
|
| FCA (REINO UNIDO) | |
28/06/2017 |
|
| FCA (REINO UNIDO) | |
28/06/2017 |
-
EAST COAST LAW FIRM / EAST COAST LAW FLORIDA
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WWW.ECLAWFLORIDA.COM
|
| FCA (REINO UNIDO) | |
28/06/2017 |
-
FIRST STOP LOANS (CLON)
-
WWW.FIRSTSTOPLOANS.COM
|
| FCA (REINO UNIDO) | |
21/06/2017 |
-
GLOBAL FIN SERVICES LIMITED (OPERANDO CON LA MARCA TRADE 12)
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WWW.TRADE12.COM
|
| FCA (REINO UNIDO) | |
21/06/2017 |
-
AEQUITAS FINANCIAL LLP
-
HTTP://WWW.AEQUITASFINANCIAL.CO.UK/
|
| FCA (REINO UNIDO) | |
21/06/2017 |
-
MRTMARKETS.COM
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HTTP://MRTMARKETS.COM/FX/EN
|
| FCA (REINO UNIDO) | |
21/06/2017 |
-
BLACKROCK ASSET MANAGEMENT (CLON)
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WWW.BLACKROCK.GA
|
| FCA (REINO UNIDO) | |
Consultation criteria: By type unauthorised entities.