As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1001 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
01/07/2009
  • HONG KONG YA-TONG FINANCE AND INVESTMENT CO. LTD.
  • WWW.HK-YATONG.COM
A warning PDF of date 01/07/2009 (new window) SFC (HONG KONG) 
01/07/2009
  • CARTER SINCLAIR LTD
  • WWW.CARTER-SINCLAIR.COM
A warning PDF of date 01/07/2009 (new window) SFC (HONG KONG) 
24/06/2009
  • SMART TRADE GROUP
  • WWW.SMARTTRADEGROUP.COM
A warning PDF of date 24/06/2009 (new window) DFSA (DINAMARCA) 
24/06/2009
  • MCLEOD WALKER CAPITAL LTD
  • WWW.MCLEODWALKER.COM
A warning PDF of date 24/06/2009 (new window) CBFA (BELGICA) 
24/06/2009
  • AFFINITY GROUP SOLUTIONS
  • WWW.AFFINITYGROUPSOLUTIONS.COM
A warning PDF of date 24/06/2009 (new window) SFSA (SUECIA) 
24/06/2009
  • DOYLE JOHN JOSEPH LLP
  • WWW.DOYLEJOHNJOSEPH.COM
A warning PDF of date 24/06/2009 (new window) SFSA (SUECIA) 
24/06/2009
  • ATLAS EQUITIES
  • WWW.ATLASEQUITIES.COM
A warning PDF of date 24/06/2009 (new window) FMA (AUSTRIA) 
24/06/2009
  • PLUS500 LTD, UNIVERSAL ENGINE LTD
  • WWW.PLUS500.GR
A warning PDF of date 24/06/2009 (new window) HCMC (GRECIA) 
24/06/2009
  • MARKETING SERVICES INTERNATIONAL
A warning PDF of date 24/06/2009 (new window) FSC (ISLA DE MAN) 
24/06/2009
  • LOVECHILDREN CHARITY & ORPHANAGE
A warning PDF of date 24/06/2009 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities.