As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 8 out of 20
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/10/2019
  • VARIOS CHIPRE
A warning PDF of date 10/10/2019 (new window) CYSEC (CHIPRE)ENLACE A LA WEB DEL REGULADOR PARA CONSULTAR LOS DOMINIOS QUE NO CUENTAN CON AUTORIZACION PARA OFRECER SERVICIOS FINANCIEROS <<HTTPS://WWW.CYSEC.GOV.CY/EN-GB/COMPLAINTS/NON-APPROVED-DOMAINS/>
01/07/2020
  • VARIOS CHIPRE
A warning PDF of date 01/07/2020 (new window) CYSEC (CHIPRE)ENLACE A LA WEB DEL REGULADOR PARA CONSULTAR LOS DOMINIOS QUE NO CUENTAN CON AUTORIZACION PARA OFRECER SERVICIOS FINANCIEROS <<HTTPS://WWW.CYSEC.GOV.CY/EN-GB/COMPLAINTS/NON-APPROVED-DOMAINS/>
04/12/2019
  • VARIOS CHIPRE
A warning PDF of date 04/12/2019 (new window) CYSEC (CHIPRE)ENLACE A LA WEB DEL REGULADOR PARA CONSULTAR LOS DOMINIOS QUE NO CUENTAN CON AUTORIZACION PARA OFRECER SERVICIOS FINANCIEROS <<HTTPS://WWW.CYSEC.GOV.CY/EN-GB/COMPLAINTS/NON-APPROVED-DOMAINS/ >
12/02/2020
  • VARIOS CHIPRE
A warning PDF of date 12/02/2020 (new window) CYSEC (CHIPRE)ENLACE A LA WEB DEL REGULADOR PARA CONSULTAR LOS DOMINIOS QUE NO CUENTAN CON AUTORIZACION PARA OFRECER SERVICIOS FINANCIEROS <<HTTPS://WWW.CYSEC.GOV.CY/EN-GB/COMPLAINTS/NON-APPROVED-DOMAINS/>
08/10/2014
  • VENTURES GB
A warning PDF of date 08/10/2014 (new window) DFSA (DINAMARCA) 
14/01/2015
  • VANTAGE CAPITAL RESEARCH
A warning PDF of date 14/01/2015 (new window) DFSA (DINAMARCA) 
17/12/2014
  • VANTAGE HOLDINGS GROUP LIMITED
A warning PDF of date 17/12/2014 (new window) EI_CBI (IRLANDA) 
30/05/2012
  • VENTURA CAPITAL CONSULTING LIMITED
A warning PDF of date 30/05/2012 (new window) EI_CBI (IRLANDA) 
05/04/2002
  • VIA MANAGEMENT GROUP, S.A.
A warning PDF of date 05/04/2002 (new window) EI_CBI (IRLANDA)VER ADVERTENCIAS CNMV
04/03/2015
  • VERRAZZANO CAPITAL/VERRAZZANO UK (CLON)
A warning PDF of date 04/03/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE

Consultation criteria: By type unauthorised entities, By initial V.