Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 17 out of 20
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
14/12/2022 |
|
| FCA (REINO UNIDO) | |
21/12/2022 |
|
| FSA (REINO UNIDO) | |
21/12/2022 |
-
VANGUARD GROUP (IRELAND) LIMITED (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA UTILIZA LOS DATOS DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN IRLANDA DEL MISMO NOMBRE VANGUARD GROUP (IRELAND) LIMITED. LA ENTIDAD UTILIZA PARA CAPTAR INVERSORES, ENTRE OTRAS, LAS DIRECCIONES DE CORREO ELECTRÓNICO CALLUM.MURPHY@V-GCLIENTSIRELAND.COM,INFO@VANGUARD-IRELAND.COME INFO@V-GMARKETINGIRELAND.COM |
21/12/2022 |
|
| FCA (REINO UNIDO) | |
11/01/2023 |
|
| AMF (FRANCIA) | LA AMF ADVIERTE AL PÚBLICO DE ENTIDADES QUE OFRECEN EN FRANCIA INVERSIONES EN FOREX Y EN DERIVADOS DE CRIPTOACTIVOS SIN ESTAR AUTORIZADAS PARA ELLO. |
11/01/2023 |
|
| AMF (FRANCIA) | LA AMF ADVIERTE AL PÚBLICO DE ENTIDADES QUE OFRECEN EN FRANCIA INVERSIONES EN FOREX Y EN DERIVADOS DE CRIPTOACTIVOS SIN ESTAR AUTORIZADAS PARA ELLO. |
08/02/2023 |
-
VIPCOIN–FINANZPORTAL GMBH
|
| FMA (AUSTRIA) | |
08/02/2023 |
|
| FMA (AUSTRIA) | |
15/02/2023 |
|
| FCA (REINO UNIDO) | |
22/02/2023 |
-
VKD INVEST SICAV-SIF SCA (CLONE)
|
| CSSF (LUXEMBURGO) | LA ENTIDAD ADVERTIDA UTILIZA INDEBIDAMENTE EL NOMBRE DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN LUXEMBURGO VKD INVEST SICAV-SIF SCA |
Consultation criteria: By type unauthorised entities, By initial V.