As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 16 out of 20
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/12/2015
  • VARIOS BELGICA
A warning PDF of date 23/12/2015 (new window) FSMA (BELGICA)ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS)
14/10/2015
  • VARIOS BELGICA
A warning PDF of date 14/10/2015 (new window) FSMA (BELGICA)ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS)
05/08/2015
  • VARIOS BELGICA
A warning PDF of date 05/08/2015 (new window) FSMA (BELGICA)ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS)
08/07/2015
  • VARIOS BELGICA
A warning PDF of date 08/07/2015 (new window) FSMA (BELGICA)ENTIDADES NO AUTORIZADAS QUE OFRECEN OPCIONES BINARIAS Y PRODUCTOS DE FOREX
11/05/2022
  • VARIETYFX
A warning PDF of date 11/05/2022 (new window) FCA (REINO UNIDO) 
20/12/2023
  • VARIAS GRECIA (CLONE)
A warning PDF of date 20/12/2023 (new window) HCMC (GRECIA)LA HCMC HA ACTUALIZADO LA LISTA DE ENTIDADES QUE DE MANERA FRAUDULENTA FINGEN ESTAR VINCULADAS CON LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN GRECIA VIE FINANCE AEPEY
02/02/2022
  • VARIAS ALEMANIA
A warning PDF of date 02/02/2022 (new window) BAFIN (ALEMANIA)BAFIN PROHÍBE A PANTERAS CAPITAL PLC OFRECER LOS VALORES DE PANTERAS CAPITAL PLC AL PÚBLICO
02/02/2022
  • VARIAS ALEMANIA
A warning PDF of date 02/02/2022 (new window) BAFIN (ALEMANIA)BAFIN PROHÍBE A 4DMED LIMITED OFRECER LOS VALORES DE 4DMED LIMITED AL PÚBLICO
22/03/2023
  • VAQUITA FUND
A warning PDF of date 22/03/2023 (new window) CSSF (LUXEMBURGO) 
19/11/2008
  • VANZANDT
A warning PDF of date 19/11/2008 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial V.