As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 7 out of 68
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
28/03/2007
  • TAHOE FUTURES (TAHOE)
A warning PDF of date 28/03/2007 (new window) CFTC (ESTADOS UNIDOS) 
31/03/2021
  • TRADING JAR
A warning PDF of date 31/03/2021 (new window) CMVM (PORTUGAL) 
27/06/2018
  • THINKING AHEAD LTD / TAKEDA PARTNERS LTD
A warning PDF of date 27/06/2018 (new window) CONSOB (ITALIA) 
12/01/2022
  • TWINGLE CONSULTING LTD
A warning PDF of date 12/01/2022 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
19/12/2012
  • TITAN INVEST PLC
A warning PDF of date 19/12/2012 (new window) CONSOB (ITALIA) 
23/02/2022
  • TRYST CONSULTING LLC
A warning PDF of date 23/02/2022 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
05/09/2018
  • TRADE UP LTD / PRESEPLIO LIMITED
A warning PDF of date 05/09/2018 (new window) CONSOB (ITALIA) 
09/03/2022
  • TETRIS GROUP LTD
A warning PDF of date 09/03/2022 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
31/10/2018
  • TRADER PIER DAY TRADING (PAGINA FACEBOOK)
A warning PDF of date 31/10/2018 (new window) CONSOB (ITALIA) 
15/12/2021
  • TRADE ACTION LTD
A warning PDF of date 15/12/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS

Consultation criteria: By type unauthorised entities, By initial T.