As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 49 out of 67
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/10/2015
  • THE LAW OFFICE OF JOHN S MARTIN
A warning PDF of date 14/10/2015 (new window) SFSA (SUECIA) 
14/10/2015
  • TEMPLE CROWN INTERNATIONAL
A warning PDF of date 14/10/2015 (new window) FCA (REINO UNIDO) 
26/08/2015
  • TILNEY ASSET MANAGEMENT (CLON)
A warning PDF of date 26/08/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
08/07/2015
  • TRADERSKING LTD
A warning PDF of date 08/07/2015 (new window) CYSEC (CHIPRE) 
08/07/2015
  • THOMAS LOPPACHER (CLON)
A warning PDF of date 08/07/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
25/02/2015
  • TALANTO CAPITAL MARKETS
A warning PDF of date 25/02/2015 (new window) CYSEC (CHIPRE) 
28/01/2015
  • THOMAS CAPITAL PARTNERS
A warning PDF of date 28/01/2015 (new window) FCA (REINO UNIDO) 
10/12/2014
  • TRADECORP-PARTNERS.COM
A warning PDF of date 10/12/2014 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES.
03/12/2014
  • TRADING LONDON INVESTMENT
A warning PDF of date 03/12/2014 (new window) AFM (PAISES BAJOS) 
26/11/2014
  • TELETRADE BULGARIA EOOD
A warning PDF of date 26/11/2014 (new window) BFSC (BULGARIA) 

Consultation criteria: By type unauthorised entities, By initial T.