As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 53 out of 68
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
19/01/2022
  • TRADING BULL LIMITED
A warning PDF of date 19/01/2022 (new window) FCA (REINO UNIDO) 
16/10/2013
  • TRADING CORPORATION
  • TRADER369
A warning PDF of date 16/10/2013 (new window) FSMA (BELGICA) 
29/03/2023
  • TRADING FX BONUS
A warning PDF of date 29/03/2023 (new window) FCA (REINO UNIDO) 
15/06/2022
  • TRADING GLOBAL SWAPS FINANCIAL INC.
A warning PDF of date 15/06/2022 (new window) CBI (IRLANDA) 
31/03/2021
  • TRADING JAR
A warning PDF of date 31/03/2021 (new window) CMVM (PORTUGAL) 
03/12/2014
  • TRADING LONDON INVESTMENT
A warning PDF of date 03/12/2014 (new window) AFM (PAISES BAJOS) 
12/01/2022
  • TRADING MARKET
A warning PDF of date 12/01/2022 (new window) FCA (REINO UNIDO) 
01/12/2010
  • TRADING RESOURCE CAPITAL MANAGEMENT
A warning PDF of date 01/12/2010 (new window) FSAN (NORUEGA) 
20/04/2016
  • TRADING TECHNOLOGIES LTD / CONSORFX
A warning PDF of date 20/04/2016 (new window) FSMA (BELGICA) 
25/10/2017
  • TRADING TRINITY
A warning PDF of date 25/10/2017 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial T.