As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 11 out of 67
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
12/03/2014
  • TREBOL TRADING LLC
A warning PDF of date 12/03/2014 (new window) FSMA (BELGICA) 
22/05/2019
  • TREASURY CONSULTING GROUP
A warning PDF of date 22/05/2019 (new window) FCA (REINO UNIDO) 
26/10/2016
  • TREASURY ADVISORY GROUP
A warning PDF of date 26/10/2016 (new window) FCA (REINO UNIDO) 
24/11/2021
  • TRD GROUP LTD (THE ROYAL FX)
A warning PDF of date 24/11/2021 (new window) AFM (PAISES BAJOS) 
13/09/2023
  • TRC
A warning PDF of date 13/09/2023 (new window) FSMA (BELGICA) 
16/05/2012
  • TRAPEZITAI CREDIT & SAVINGS EKONOMISK FÖRENING
A warning PDF of date 16/05/2012 (new window) SFSA (SUECIA) 
01/08/2012
  • TRANSUNION FINANCIAL
A warning PDF of date 01/08/2012 (new window) SFSA (SUECIA) 
22/02/2006
  • TRANSGLOBAL FINANCIAL LTD.
A warning PDF of date 22/02/2006 (new window) SFC (HONG KONG) 
07/04/2010
  • TRANSFER SERVICES LTD
A warning PDF of date 07/04/2010 (new window) SFC (HONG KONG) 
04/03/2020
  • TRANSFER AUTHORITY INTERNATIONAL (CHINA/JAPON)
A warning PDF of date 04/03/2020 (new window) CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities, By initial T.