As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 74 out of 87
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/07/2021
  • SEABREEZE PARTNERS LTD
A warning PDF of date 14/07/2021 (new window) FMA (AUSTRIA) 
27/10/2021
  • SEABREEZE PARTNERS LTD
A warning PDF of date 27/10/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
22/03/2023
  • SE FINANCE
A warning PDF of date 22/03/2023 (new window) CSSF (LUXEMBURGO) 
15/02/2012
  • SDH INSURANCE LIMITED
A warning PDF of date 15/02/2012 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
24/10/2018
  • SCRILLIY (CLON)
A warning PDF of date 24/10/2018 (new window) FCA (REINO UNIDO) 
21/11/2012
  • SCOTTSDALE CAPITAL CONSULTANCY SERVICES
A warning PDF of date 21/11/2012 (new window) FSA (REINO UNIDO) 
28/10/2020
  • SCOTTISH WIDOWS (CLON)
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA SCOTTISH WIDOWS LIMITED
28/05/2014
  • SCOTT THOMAS WEALTH ADVISORY
A warning PDF of date 28/05/2014 (new window) FCA (REINO UNIDO) 
20/08/2008
  • SCOTT FITZGERALD GROUP
A warning PDF of date 20/08/2008 (new window) SFC (HONG KONG) 
23/01/2008
  • SCOTT FITZGERALD GROUP
A warning PDF of date 23/01/2008 (new window) FSAN (NORUEGA) 

Consultation criteria: By type unauthorised entities, By initial S.