As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 69 out of 87
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
20/12/2006
  • STRATEGIC CAPITAL PARTNERS PORTFOLIO MANAGEMENT AG
A warning PDF of date 20/12/2006 (new window) SFSA (SUECIA) 
14/03/2007
  • STRATEGIC CAPITAL PARTNERS PORTFOLIO MANAGEMENT AG
A warning PDF of date 14/03/2007 (new window) SSMA (ESLOVENIA) 
20/06/2012
  • STRATEGIC CARBON SOLUTIONS LTD.
A warning PDF of date 20/06/2012 (new window) SFSA (SUECIA) 
30/11/2005
  • STRATEGIC CORPORATE SERVICES
A warning PDF of date 30/11/2005 (new window) FSA (REINO UNIDO) 
19/06/2019
  • STRATEGIC FUNDS (CLON)
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
17/10/2018
  • STRATEGIC FUTURE INVESTMENT LTD
A warning PDF of date 17/10/2018 (new window) CONSOB (ITALIA) 
25/06/2014
  • STRATEGIC GLOBAL EQUITY
A warning PDF of date 25/06/2014 (new window) FSAN (NORUEGA) 
18/03/2020
  • STRATEGIC INVESTMENT FUNDS (CLON)
A warning PDF of date 18/03/2020 (new window) FCA (REINO UNIDO)NO CONFUNDIR CON LA ENTIDAD DEBIDAMENTE REGISTRADA STRATEGIC INVESTMENT FUNDS UCITS PLC
27/02/2008
  • STRATEGIC INVESTMENT GROUP, SIG
A warning PDF of date 27/02/2008 (new window) SFSA (SUECIA) 
08/06/2011
  • STRATEGIC MANAGEMENT, INC
A warning PDF of date 08/06/2011 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial S.