As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 65 out of 87
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/05/2018
  • SAVE POWER UK LTD
A warning PDF of date 23/05/2018 (new window) FCA (REINO UNIDO) 
08/08/2018
  • STUBBLEFIELD ADVISORS LLC
A warning PDF of date 08/08/2018 (new window) FCA (REINO UNIDO) 
03/02/2021
  • SEARCHFORUKINVESTMENTS.COM
A warning PDF of date 03/02/2021 (new window) FCA (REINO UNIDO) 
22/08/2018
  • SCHROEDER LAW FIRM
A warning PDF of date 22/08/2018 (new window) FCA (REINO UNIDO) 
04/07/2018
  • SATIS ASSET MANAGEMENT (CLON)
A warning PDF of date 04/07/2018 (new window) FCA (REINO UNIDO) 
20/06/2018
  • SHORE CAPITAL (CLON)
A warning PDF of date 20/06/2018 (new window) FCA (REINO UNIDO) 
07/01/2021
  • SMART INCOME INVESTOR
A warning PDF of date 07/01/2021 (new window) FCA (REINO UNIDO) 
20/06/2018
  • SMART SPEND LIMITED (CLON)
A warning PDF of date 20/06/2018 (new window) FCA (REINO UNIDO) 
30/12/2020
  • SMART INVESTOR CENTRE
A warning PDF of date 30/12/2020 (new window) FCA (REINO UNIDO) 
27/06/2018
  • STORM FINANCE LIMITED
A warning PDF of date 27/06/2018 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial S.