As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 62 out of 87
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
28/06/2006
  • STEPHENSON MOORE CONSULTING
A warning PDF of date 28/06/2006 (new window) FSA (REINO UNIDO) 
05/08/2020
  • STEPSTONE CREDITS (CLON)
A warning PDF of date 05/08/2020 (new window) FCA (REINO UNIDO) 
12/06/2019
  • STEPSWORTH CONSULTING GROUP
A warning PDF of date 12/06/2019 (new window) FCA (REINO UNIDO) 
07/02/2018
  • STERLING BISHOP ASSOCIATES
A warning PDF of date 07/02/2018 (new window) FCA (REINO UNIDO) 
29/06/2016
  • STERLING CONSULTANCY OPTIONS (CLON)
A warning PDF of date 29/06/2016 (new window) FCA (REINO UNIDO) 
24/08/2016
  • STERLING CONSULTANCY OPTIONS LTD (CLON) / SC-OPTIONS
A warning PDF of date 24/08/2016 (new window) FSMA (BELGICA) 
15/09/2010
  • STERLING EQUITY CORPORATION
A warning PDF of date 15/09/2010 (new window) JFSC (JERSEY) 
31/08/2011
  • STERLING FINANCE AG
A warning PDF of date 31/08/2011 (new window) FSA (REINO UNIDO) 
13/04/2022
  • STERLING INTERNATIONAL WEALTH
A warning PDF of date 13/04/2022 (new window) FCA (REINO UNIDO) 
16/11/2022
  • STERLING INVESTMENTS LIMITED
A warning PDF of date 16/11/2022 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial S.