As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 61 out of 87
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
03/04/2013
  • SCOTT AND FISCHER CONSULTANCY LIMITED (USA)
A warning PDF of date 03/04/2013 (new window) EI_CBI (IRLANDA) 
03/04/2013
  • SANEFX BINARY
A warning PDF of date 03/04/2013 (new window) MFSA (MALTA) 
27/03/2013
  • SEAMED FINANCE SAVINGS AND INVESTMENTS
  • SEAMED FINANCE LTD
  • SEAMED BANK AND SEAMED HOLDINGS
A warning PDF of date 27/03/2013 (new window) MFSA (MALTA) 
27/03/2013
  • STATE STREET ADVISORY
A warning PDF of date 27/03/2013 (new window) FSA (REINO UNIDO) 
13/02/2013
  • SMITH AND OLSSON
A warning PDF of date 13/02/2013 (new window) FSA (REINO UNIDO) 
30/01/2013
  • SECURITIES TRADING BOARD
A warning PDF of date 30/01/2013 (new window) FSA (REINO UNIDO) 
30/01/2013
  • STANSFIELD PRIVATE EQUITY LTD.
A warning PDF of date 30/01/2013 (new window) SFSA (SUECIA) 
16/01/2013
  • STANSELL CORPORATE SERVICES LLC
A warning PDF of date 16/01/2013 (new window) FSA (REINO UNIDO) 
28/11/2012
  • SALOMON AND ASSOCIATES
A warning PDF of date 28/11/2012 (new window) FSA (REINO UNIDO) 
28/11/2012
  • SOLARIS FINANCIAL SOLUTIONS
A warning PDF of date 28/11/2012 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial S.