As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 52 out of 87
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
28/12/2016
  • SFILBANK
A warning PDF of date 28/12/2016 (new window) CSSF (LUXEMBURGO) 
30/11/2016
  • SEARCH LOANS LTD
A warning PDF of date 30/11/2016 (new window) FCA (REINO UNIDO) 
30/11/2016
  • SSW MARKET MAKING GMBH
A warning PDF of date 30/11/2016 (new window) FCA (REINO UNIDO) 
10/11/2016
  • SHAW, EDWARDS, EMMERSON & KNIGHT
A warning PDF of date 10/11/2016 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS)
26/10/2016
  • SLS TRADE
A warning PDF of date 26/10/2016 (new window) FCA (REINO UNIDO) 
19/10/2016
  • SHAKS SPECIALIST CARS (CLON)
A warning PDF of date 19/10/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
13/10/2016
  • SOUTH FINANCE(CLON)
A warning PDF of date 13/10/2016 (new window) FCA (REINO UNIDO) 
28/09/2016
  • SPRING EMPIRE SOLUTIONS LTD
  • SPRING STRATEGIES LTD
A warning PDF of date 28/09/2016 (new window) CONSOB (ITALIA) 
24/08/2016
  • STERLING CONSULTANCY OPTIONS LTD (CLON) / SC-OPTIONS
A warning PDF of date 24/08/2016 (new window) FSMA (BELGICA) 
24/08/2016
  • STP MARKETS
A warning PDF of date 24/08/2016 (new window) BFSC (BULGARIA) 

Consultation criteria: By type unauthorised entities, By initial S.