As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 47 out of 87
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
19/06/2019
  • SAFEMARKETS (RELACIONADO CON OPTIMUMCOMMERCE OU)
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
19/06/2019
  • STOCKTRADEINVEST LIMITED
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
19/06/2019
  • SWIFT CFD (RELACIONADO CON DIGITAL WORLDWIDE OU)
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
19/06/2019
  • SECURE LIFE (CLON)
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
26/06/2019
  • SILVER WOLF LIMITED
A warning PDF of date 26/06/2019 (new window) CONSOB (ITALIA) 
26/06/2019
  • SWISSMAIN LTD
A warning PDF of date 26/06/2019 (new window) AMF (FRANCIA)ENTIDADES Y SITIOS WEB QUE OFRECEN INVERSIONES EN EL MERCADO FOREX SIN ESTAR AUTORIZADOS
26/06/2019
  • SOLUTION LOANS/LOAN SOLUTIONS (CLON)
A warning PDF of date 26/06/2019 (new window) FCA (REINO UNIDO) 
26/06/2019
  • S&P BROKER
A warning PDF of date 26/06/2019 (new window) CSSF (LUXEMBURGO) 
03/07/2019
  • SWISS INVESTMENT CORPORATION LTD/ SWISS INVESTMENT FX
A warning PDF of date 03/07/2019 (new window) FMA (AUSTRIA) 
10/07/2019
  • SAPIEN ASSET MANAGEMENT
A warning PDF of date 10/07/2019 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial S.