As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 29 out of 35
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
20/11/2019
  • RBC TRADE
A warning PDF of date 20/11/2019 (new window) CSSF (LUXEMBURGO) 
29/01/2020
  • RUSHBANQ
A warning PDF of date 29/01/2020 (new window) CSSF (LUXEMBURGO) 
25/07/2018
  • REDBROOK FINANCIAL MANAGEMENT
A warning PDF of date 25/07/2018 (new window) CSSF (LUXEMBURGO) 
22/06/2022
  • REINET CAPITALS (CLON)
A warning PDF of date 22/06/2022 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES ESTABLECIDAS EN LUXEMBURGO CON SIMILAR DENOMINACIÓN REINET FUND MANAGER S.A., REINET INVESTMENT MANAGER S.A, REINET INVESTMENTS S.C.A., NI REINET FUND S.C.A., F.I.S
03/05/2023
  • ROYAL INVESTMENT CONSORTIUM
A warning PDF of date 03/05/2023 (new window) CSSF (LUXEMBURGO) 
05/10/2022
  • REVOEX-CHANGE (CLONE)
A warning PDF of date 05/10/2022 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA NO GUARDA RELACIÓN CON LA ENTIDAD AUTORIZADA EN LUXEMBURGO SWISSQUOTE BANK EUROPE S.A. NI CON LA INSTITUCIÓN DE PAGO BITSTAMP EUROPE S.A.
05/10/2022
  • RAAKOTT / RAAKOTTEXCHANGE (CLONE)
A warning PDF of date 05/10/2022 (new window) CSSF (LUXEMBURGO)NO GUARDA RELACIÓN CON LA ENTIDAD AUTORIZADA EN LUXEMBURGO SWISSQUOTE BANK EUROPE S.A.
04/08/2021
  • RDF INVESTISSEMENT
A warning PDF of date 04/08/2021 (new window) CSSF (LUXEMBURGO) 
05/05/2021
  • ROYAL BANK (EUROPE) S.À R.L. & CIE, S.C.A. SOCIÉTÉ EN COMMANDITE PAR ACTIONS
A warning PDF of date 05/05/2021 (new window) CSSF (LUXEMBURGO) 
14/04/2021
  • RADIAN INVESTMENT MANAGEMENT (CLONE)
A warning PDF of date 14/04/2021 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN RADIAN INVESTMENT MANAGEMENT S.A.

Consultation criteria: By type unauthorised entities, By initial R.