As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 21 out of 56
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
26/02/2014
  • PRIVATE CAPITAL
A warning PDF of date 26/02/2014 (new window) AMF (FRANCIA) 
26/02/2014
  • PRESTIGE BANQ
A warning PDF of date 26/02/2014 (new window) FSMA (BELGICA) 
28/05/2014
  • PREMIER MERGERS AND ACQUISITIONS
A warning PDF of date 28/05/2014 (new window) FCA (REINO UNIDO) 
18/06/2014
  • PL SECURITIES
A warning PDF of date 18/06/2014 (new window) FCA (REINO UNIDO) 
03/09/2014
  • PARLEY ACQUISITION GROUP
A warning PDF of date 03/09/2014 (new window) SFSA (SUECIA) 
08/10/2014
  • PARETO SECURITIES CLON
A warning PDF of date 08/10/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA PARETO SECURITIES LIMITED
12/11/2014
  • PRITCHARD STOCKBROKERS LIMITED (CLON)
A warning PDF of date 12/11/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
26/11/2014
  • PHOENIX MERGERS AND ACQUISITIONS
A warning PDF of date 26/11/2014 (new window) EI_CBI (IRLANDA) 
07/01/2015
  • PARKBROOK INCORPORATE (CLON)
A warning PDF of date 07/01/2015 (new window) FCA (REINO UNIDO) 
25/03/2015
  • PERITUS CAPITAL INC
A warning PDF of date 25/03/2015 (new window) AFM (PAISES BAJOS) 

Consultation criteria: By type unauthorised entities, By initial P.