As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 38 out of 56
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/10/2020
  • PREMIER BONDS
A warning PDF of date 14/10/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • PARKER, WEISMANN & ASSOCIATES LLC
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • PRO-OPTIONS
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • PORTER TODD LAW
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
14/10/2020
  • PROPERTY INVESTOR EXPERT
A warning PDF of date 14/10/2020 (new window) FCA (REINO UNIDO) 
07/10/2020
  • PRINCIPLE FORSAKRINGS HOLDINGS (CLON)
A warning PDF of date 07/10/2020 (new window) FCA (REINO UNIDO) 
14/04/2020
  • PHILLIP CAPITAL UK (CLON)
A warning PDF of date 14/04/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON EL MISMO NOMBRE
15/04/2020
  • PREMIUM SYSTEMS / TRENDINGRAPHS
A warning PDF of date 15/04/2020 (new window) FCA (REINO UNIDO) 
04/03/2020
  • PRIVATE WEALTH MANAGEMENT LLP
A warning PDF of date 04/03/2020 (new window) FCA (REINO UNIDO)EMPRESA ADVERTIDA TAMBIÉN POR LA AUTORIDAD DE SERVICIOS FINANCIEROS DE LA ISLA DE MAN.
07/10/2020
  • PRUDENTIAL BONDS / PRUDENTIAL FINANCIAL PLANNING (CLON)
A warning PDF of date 07/10/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial P.