As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 33 out of 56
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
29/03/2023
  • PLAN B LTD
A warning PDF of date 29/03/2023 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
18/06/2014
  • PL SECURITIES
A warning PDF of date 18/06/2014 (new window) FCA (REINO UNIDO) 
14/07/2010
  • PK CONSULTANTS USA, INC.
A warning PDF of date 14/07/2010 (new window) HCMC (GRECIA) 
09/12/2020
  • PIVOTECH GLOBAL LTD (OPERANDO COMO SUPERFIVE / SUPER-FIVE / SUPER5)
A warning PDF of date 09/12/2020 (new window) FCA (REINO UNIDO) 
11/01/2023
  • PIPS INDEX FX
  • PIP INDEX FX
A warning PDF of date 11/01/2023 (new window) FCA (REINO UNIDO) 
24/08/2016
  • PIPER JAFFRAY (CLON)
A warning PDF of date 24/08/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON OTRA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
21/12/2022
  • PIPER FX
A warning PDF of date 21/12/2022 (new window) FCA (REINO UNIDO) 
16/11/2016
  • PIORTELLO LTD
A warning PDF of date 16/11/2016 (new window) CONSOB (ITALIA) 
13/09/2023
  • PIONEER MARKETS
A warning PDF of date 13/09/2023 (new window) FSMA (BELGICA) 
18/07/2012
  • PIONEER GLOBAL INVESTMENTS
A warning PDF of date 18/07/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA PIONEER GLOBAL INVESTMENTS LIMITED

Consultation criteria: By type unauthorised entities, By initial P.