As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 15 out of 26
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
09/09/2020
  • OBTFX
A warning PDF of date 09/09/2020 (new window) FCA (REINO UNIDO) 
08/07/2020
  • OFC MARKETS
A warning PDF of date 08/07/2020 (new window) FCA (REINO UNIDO) 
30/09/2020
  • ONLINE MARKETSHARE
A warning PDF of date 30/09/2020 (new window) FCA (REINO UNIDO) 
09/12/2020
  • ON MOVE LTD (OPERANDO COMO FIXED RATE MARKET UK LIMITED)
A warning PDF of date 09/12/2020 (new window) FCA (REINO UNIDO) 
28/10/2020
  • O.D.D. ASSET MANAGEMENT / ODD ASSET MANAGEMENT (CLON)
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ODD ASSET MANAGEMENT LTD
07/10/2020
  • OFC MARKETS
A warning PDF of date 07/10/2020 (new window) FCA (REINO UNIDO) 
27/10/2021
  • OLIVE TREE INVEST LIMITED
A warning PDF of date 27/10/2021 (new window) FCA (REINO UNIDO) 
09/03/2022
  • OZO FX
A warning PDF of date 09/03/2022 (new window) FCA (REINO UNIDO) 
02/03/2022
  • OTTO GLOBAL FOREX LIMITED
A warning PDF of date 02/03/2022 (new window) FCA (REINO UNIDO) 
02/03/2022
  • OFXTRADE
A warning PDF of date 02/03/2022 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial O.