As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 10 out of 28
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
03/04/2013
  • NEW RICH LAZY TRADER
A warning PDF of date 03/04/2013 (new window) MFSA (MALTA) 
12/02/2020
  • NEW RICH MARKETS LTD
A warning PDF of date 12/02/2020 (new window) FCA (REINO UNIDO) 
28/04/2010
  • NEW TIMES CAPITAL (HK) LTD
A warning PDF of date 28/04/2010 (new window) SFC (HONG KONG) 
28/04/2021
  • NEW TRADERS HOLDINGS
A warning PDF of date 28/04/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
23/12/2020
  • NEW TRADERS HOLDINGS / NEW TRADERS HOLDINGS FX
A warning PDF of date 23/12/2020 (new window) FCA (REINO UNIDO) 
19/05/2021
  • NEW TRADERS HOLDINGS FX
  • NEWTRADERSHOLDINGS-FX.COM/
A warning PDF of date 19/05/2021 (new window) FMA (AUSTRIA) 
02/03/2011
  • NEW WATERFORD LTD
A warning PDF of date 02/03/2011 (new window) FSA (REINO UNIDO) 
20/09/2006
  • NEW WORLD FINANCIAL
A warning PDF of date 20/09/2006 (new window) FMA (AUSTRIA)VER ADVERTENCIAS CNMV
16/08/2006
  • NEW WORLD FINANCIAL EUROPE, S.L.
A warning PDF of date 16/08/2006 (new window) NAFM (PAISES BAJOS)VER ADVERTENCIAS CNMV
23/08/2006
  • NEW WORLD FINANCIAL EUROPE, S.L.
A warning PDF of date 23/08/2006 (new window) FSC (ISLA DE MAN)VER ADVERTENCIAS CNMV

Consultation criteria: By type unauthorised entities, By initial N.