As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 23 out of 28
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
19/06/2019
  • NOBEL TRADE INVESTMENTS LLC
A warning PDF of date 19/06/2019 (new window) CSSF (LUXEMBURGO) 
31/03/2021
  • NEXGEN PARTNERS (CLONE)
A warning PDF of date 31/03/2021 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA NEXGEN PARTNERS, SARL.
03/08/2022
  • NOIA CAPITAL (CLONE)
A warning PDF of date 03/08/2022 (new window) CSSF (LUXEMBURGO)LA CSSF ADVIERTE QUE LA ENTIDAD ADVERTIDA CONTACTA CON POTENCIALES INVERSORES UTILIZANDO CORREOS ELECTRÓNICOS CON LA ESTRUCTURA NOMBRE.APELLIDO@NOIA-CAPITAL.FR . LA ENTIDAD ADVERTIDA NO GUARDA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA EN LUXEMBURGO “NOIA CAPITAL S.À R.L.”
07/04/2021
  • NORDEA ASSET MANAGEMENT (CLONE)
A warning PDF of date 07/04/2021 (new window) CSSF (LUXEMBURGO)EL NOMBRE, LOGO Y DIRECCIÓN DE LA ENTIDAD DEBIDAMENTE REGISTRADA EN LUXEMBURGO “NORDEA INVESTMENT FUNDS S.A.” ESTÁN SIENDO UTILIZADOS DE MANERA FRAUDULENTA.
11/09/2013
  • NZ FINANCIAL CAPITAL LIMITED
A warning PDF of date 11/09/2013 (new window) CSSF (LUXEMBURGO) 
22/01/2020
  • NEXVIA INVEST
A warning PDF of date 22/01/2020 (new window) CSSF (LUXEMBURGO) 
24/08/2016
  • NATIX BANK
A warning PDF of date 24/08/2016 (new window) CSSF (LUXEMBURGO) 
18/12/2019
  • NP INVEST
A warning PDF of date 18/12/2019 (new window) CSSF (LUXEMBURGO)LA WEB NO GUARDA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA, NP INVEST S.À R.L..
27/10/2021
  • NEXUS INVESTMENTS (CLONE)/
A warning PDF of date 27/10/2021 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA EN LUXEMBURGO NEXUS INVESTMENTS S.A.
24/03/2021
  • NEWTRADERS HOLDINGS LTD
A warning PDF of date 24/03/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS

Consultation criteria: By type unauthorised entities, By initial N.