As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 21 out of 28
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
01/12/2021
  • NORTH FIELD TRUST SAVINGS
A warning PDF of date 01/12/2021 (new window) FCA (REINO UNIDO) 
27/04/2016
  • NORBERT MACH (CLON)
A warning PDF of date 27/04/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
20/12/2017
  • NEW YORK LAW SPECIALISTS
A warning PDF of date 20/12/2017 (new window) FCA (REINO UNIDO) 
26/05/2021
  • NEWSLETTER@GATEPARKWAYUK.COM
A warning PDF of date 26/05/2021 (new window) FCA (REINO UNIDO) 
12/06/2019
  • NOBLE CAPITAL HOUSE (OPERANDO COMO FXG TRADE)
A warning PDF of date 12/06/2019 (new window) FCA (REINO UNIDO) 
13/04/2022
  • NOVA TRADING FX INVESTMENT
A warning PDF of date 13/04/2022 (new window) FCA (REINO UNIDO) 
03/07/2013
  • NOVUM CAPITAL
A warning PDF of date 03/07/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA NOVUM CAPITAL LIMITED NI CON LA ENTIDAD ALEMANA NOVUM CAPITAL BERATUNGSGESELLSCHAFT MBH
22/06/2016
  • NOMURA LEVY MERGERS & ACQUISITIONS (CLON)
A warning PDF of date 22/06/2016 (new window) FCA (REINO UNIDO) 
09/10/2013
  • NORTHERN CAPITAL CONSULTANTS
A warning PDF of date 09/10/2013 (new window) FCA (REINO UNIDO) 
04/12/2013
  • NCP FINANCIALS
A warning PDF of date 04/12/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVETIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA NORTHLAND CAPITAL PARTNERS LTD

Consultation criteria: By type unauthorised entities, By initial N.