As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 55 out of 76
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/09/2009
  • MONTGOMERY BLAKE & ASSOCIATES
A warning PDF of date 23/09/2009 (new window) IFSRA (IRLANDA) 
28/10/2009
  • MONTGOMERY BLAKE & ASSOCIATES
A warning PDF of date 28/10/2009 (new window) SFC (HONG KONG) 
05/06/2013
  • MONTGOMERY CAPITAL PARTNERS
A warning PDF of date 05/06/2013 (new window) FCA (REINO UNIDO) 
30/11/2005
  • MONTGOMERY TATE ASSOCIATES
A warning PDF of date 30/11/2005 (new window) FSA (REINO UNIDO) 
18/11/2020
  • MONTGRAND WEALTH MANAGEMENT (CLON)
A warning PDF of date 18/11/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA MONTGRAND
10/08/2011
  • MONTROSE GROUP
A warning PDF of date 10/08/2011 (new window) FSA (REINO UNIDO)ESTA SOCIEDAD NO TIENE NINGUNA RELACIÓN CON LA SOCIEDAD INGLESA MONTROSE FASTENERS LIMITED (COMPANIES HOUSE NO: 02646431).
21/12/2022
  • MOON SHELL BANK
A warning PDF of date 21/12/2022 (new window) FCA (REINO UNIDO) 
28/02/2024
  • MOON STAR
A warning PDF of date 28/02/2024 (new window) AFM (PAISES BAJOS) 
11/01/2023
  • MOONBITFX
A warning PDF of date 11/01/2023 (new window) FCA (REINO UNIDO) 
02/03/2022
  • MOONFX TRADE
A warning PDF of date 02/03/2022 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial M.