As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 49 out of 76
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/11/2011
  • MORGAN PREMIER GROUP
A warning PDF of date 10/11/2011 (new window) FSA (REINO UNIDO) 
12/05/2003
  • MERCANTILE SECURITIES INC
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO) 
13/10/2011
  • MOORE CAPITAL GROUP
A warning PDF of date 13/10/2011 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA RELACIÓN CON LA ENTIDAD MOORE EUROPE CAPITAL MANAGEMENT LLP, DEBIDAMENTE AUTORIZADA POR EL SUPERVISOR DE REINO UNIDO (NÚM. REG. 459504)
12/05/2003
  • MILLENNIUM FINANCIAL LTD.
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO)VER ADVERTENCIAS CNMV
23/02/2011
  • M S GLOBAL
A warning PDF of date 23/02/2011 (new window) FSA (REINO UNIDO) 
30/11/2011
  • MILLER WINSTON - WORLDWIDE MERGERS AND ACQUISITIONS
A warning PDF of date 30/11/2011 (new window) FSA (REINO UNIDO) 
16/11/2011
  • MANDOLIN RESOURCES
A warning PDF of date 16/11/2011 (new window) FSA (REINO UNIDO) 
23/11/2011
  • M.S. GLOBAL
A warning PDF of date 23/11/2011 (new window) FSA (REINO UNIDO) 
28/06/2006
  • MORGAN HURST
A warning PDF of date 28/06/2006 (new window) FSA (REINO UNIDO) 
28/06/2006
  • MORRISON DOUGLAS
A warning PDF of date 28/06/2006 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial M.