As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 46 out of 76
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/06/2010
  • MITSCHKA ALTERNATIVE ADVISORY
A warning PDF of date 16/06/2010 (new window) FMA (AUSTRIA) 
04/07/2012
  • MITSUBISHI FINANCE
A warning PDF of date 04/07/2012 (new window) FSA (REINO UNIDO) 
08/08/2012
  • MITSUBISHI FINANCE
A warning PDF of date 08/08/2012 (new window) FMA (AUSTRIA) 
18/08/2010
  • MITSUBISHI GROUP
A warning PDF of date 18/08/2010 (new window) FSAN (NORUEGA)SIN RELACIÓN CON LAS COMPAÑÍAS DEL GRUPO MITSUBISHI QUE SE RELACIONAN EN LA PÁGINA WEB WWW.MITSUBISHI.COM
03/09/2014
  • MITSUBISHI UFJ FINANCIAL GROUP INC (CLON)
A warning PDF of date 03/09/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON EL MISMO NOMBRE
04/09/2013
  • MITSUBISHI UFJ MORGAN STANLEY SECURITIES CO. LTD
A warning PDF of date 04/09/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA INSTITUCIÓN FINANCIERA DEL MISMO NOMBRE QUE ESTÁ RADICADA EN JAPÓN
10/02/2016
  • MITSUI CREDIT GLOBAL
A warning PDF of date 10/02/2016 (new window) AFM (PAISES BAJOS) 
25/05/2016
  • MITSUI CREDIT GLOBAL (OR MITSUI CREDITS)
  • MING FU (HK) INDUSTRIAL LIMITED
A warning PDF of date 25/05/2016 (new window) FSMA (BELGICA) 
04/05/2011
  • MITSUI HOLDINGS
A warning PDF of date 04/05/2011 (new window) FSAN (NORUEGA) 
16/03/2022
  • MIVA SOLUTIONS LLC
A warning PDF of date 16/03/2022 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS

Consultation criteria: By type unauthorised entities, By initial M.