As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 45 out of 76
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
31/07/2019
  • MARC FINANCE (CLON)
A warning PDF of date 31/07/2019 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENEN NADA QUE VER CON LA ENTIDAD DEBIDAMENTE REGISTRADA MARC FINANCE LTD
31/07/2019
  • MORGAN COWEN CAPITAL MARKETS
A warning PDF of date 31/07/2019 (new window) AFM (PAISES BAJOS) 
28/08/2019
  • MONDRIAN INVESTMENT PARTNERS LIMITED (CLON)
A warning PDF of date 28/08/2019 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON EL MISMO NOMBRE
11/09/2019
  • MARKETSSOFT / HORIZON VENTURES LTD
A warning PDF of date 11/09/2019 (new window) FMA (AUSTRIA) 
02/10/2019
  • MAGNA UMBRELLA FUND PLC (CLONE)
A warning PDF of date 02/10/2019 (new window) FCA (REINO UNIDO) 
02/10/2019
  • MIDPOINT EXCHANGE (CLON)
A warning PDF of date 02/10/2019 (new window) FCA (REINO UNIDO) 
16/10/2019
  • MCBRIDE CORPORATE PARTNERS
A warning PDF of date 16/10/2019 (new window) FCA (REINO UNIDO) 
23/10/2019
  • MFI BROKER LTD
A warning PDF of date 23/10/2019 (new window) CONSOB (ITALIA)LA CONSOB ANUNCIA EL BLOQUEO DE PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
23/10/2019
  • MARKETSFX
A warning PDF of date 23/10/2019 (new window) CONSOB (ITALIA)LA CONSOB ANUNCIA EL BLOQUEO DE VARIAS PÁGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS.
30/10/2019
  • MARKETCAPITAL
A warning PDF of date 30/10/2019 (new window) FSMA (BELGICA) 

Consultation criteria: By type unauthorised entities, By initial M.