Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 15 out of 77
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
30/08/2017 |
|
| FSMA (BELGICA) | ADVERTENCIA SOBRE ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS |
20/07/2011 |
-
MORETTI ASSOCIATES AND LANTAU INTERNATIONAL
|
| FSMA (BELGICA) | |
15/02/2017 |
-
MONEX FINANCIAL / MONEX BMO SECURITIES / SYMANDO CORPORATION LIMITED / DFAN LIMITED
|
| FSMA (BELGICA) | ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS). |
17/12/2014 |
|
| FSMA (BELGICA) | |
30/07/2014 |
-
META CAPITAL PARTNERS LTD
|
| FSMA (BELGICA) | |
25/04/2012 |
|
| FSMA (BELGICA) | |
10/11/2016 |
-
MANRICH LIMITED / MUTUAL HOPE LIMITED / OXRED LIMITED / TRICORP LIMITED
|
| FSMA (BELGICA) | ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS) |
08/02/2012 |
|
| FSMA (BELGICA) | |
25/05/2016 |
-
MITSUI CREDIT GLOBAL (OR MITSUI CREDITS)
-
MING FU (HK) INDUSTRIAL LIMITED
|
| FSMA (BELGICA) | |
25/07/2018 |
-
MIZUHO DKB BROKERAGE/SDD INTERNATIONAL
|
| FSMA (BELGICA) | |
Consultation criteria: By type unauthorised entities, By initial M.