As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 15 out of 77
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
30/08/2017
  • MARKETS PREMIUM
A warning PDF of date 30/08/2017 (new window) FSMA (BELGICA)ADVERTENCIA SOBRE ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS
20/07/2011
  • MORETTI ASSOCIATES AND LANTAU INTERNATIONAL
A warning PDF of date 20/07/2011 (new window) FSMA (BELGICA) 
15/02/2017
  • MONEX FINANCIAL / MONEX BMO SECURITIES / SYMANDO CORPORATION LIMITED / DFAN LIMITED
A warning PDF of date 15/02/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS).
17/12/2014
  • MOSS SECURITIES
A warning PDF of date 17/12/2014 (new window) FSMA (BELGICA) 
30/07/2014
  • META CAPITAL PARTNERS LTD
A warning PDF of date 30/07/2014 (new window) FSMA (BELGICA) 
25/04/2012
  • MICRON ASSOCIATES
A warning PDF of date 25/04/2012 (new window) FSMA (BELGICA) 
10/11/2016
  • MANRICH LIMITED / MUTUAL HOPE LIMITED / OXRED LIMITED / TRICORP LIMITED
A warning PDF of date 10/11/2016 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS)
08/02/2012
  • MR. NICOLAS DARAMELAS
A warning PDF of date 08/02/2012 (new window) FSMA (BELGICA) 
25/05/2016
  • MITSUI CREDIT GLOBAL (OR MITSUI CREDITS)
  • MING FU (HK) INDUSTRIAL LIMITED
A warning PDF of date 25/05/2016 (new window) FSMA (BELGICA) 
25/07/2018
  • MIZUHO DKB BROKERAGE/SDD INTERNATIONAL
A warning PDF of date 25/07/2018 (new window) FSMA (BELGICA) 

Consultation criteria: By type unauthorised entities, By initial M.